Core Product Marketing. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. By clicking the "" button, you are agreeing to the Evaluate current compliance program activities and gauge their effectiveness and impact. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. He was named president in December 2017. Nix to oversee corporate governance framework supporting Regions services for customers and communities. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Find your next job opportunity near you & 1-Click Apply! Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Tammy LoCascio Chief Operating Officer . She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. The solution? Birmingham's largest bank has added a new leader to its ranks. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Nix will report to Tara Plimpton, chief legal officer for the bank. William D. Ritter Smith began his banking career at Deposit Guaranty as a management trainee. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Head of Commercial Banking. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Regions Investment Solutions is a marketing name of Cetera Investment Services. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Design a human-centric compliance culture. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Senior Executive Vice President Internet Explorer presents a security risk. Ritter is a member of Regions Executive Leadership Team. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Use this one-page template to communicate your strategy with internal business partners. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. and Senior Executive Vice President Kate R. Danella Please refine your filters to display data. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. He began his career at Crestar Mortgage. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. By clicking the "Access Your Download" button, you are agreeing to the 2023 Regions Bank. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Senior Executive Vice President It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Executive Vice President Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Prior to that role he was Head of Strategic and Corporate planning. Andrew Nix will join Regions as chief governance officer on March 17. Hope Dmuchowski Chief Financial Officer. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Danella earned a bachelors degree in Economics and English from Vanderbilt. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Bill Ritter serves as Head of the Wealth Management group at Regions. Prior to assuming his current role, he. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Effective July 2, 2018, Turner became the chief executive officer and was appointed . The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Tammy LoCascio . Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Executive Vice President Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. President and Chief Executive Officer of Regions Financial Corporation. Keenan earned a bachelors degree in Political Science from Furman University. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Chief Enterprise Operations and Technology Officer. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Deron Smithy serves as Regions Treasurer. Andrs "Andy" Hernndez Nix commits much of his time to community engagement and professional organizations. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Additionally, he served as a member of RMAs Regulatory Relations Committee. New compliance officers face an overwhelming amount of tasks during their first few months. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Embed controls to reduce risk in a hybrid work environment. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Andrews experience and insights will help us build on these accomplishments. Head of Consumer Banking Group. Nix commits much of his time to community engagement and professional organizations. Head of Corporate Responsibility and Community Engagement. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. for the Southeastern Chapter of the Society for Corporate Governance. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. pick up lines about karaoke,